SEC FORM BDW
SEC Form BDW is a form to be accomplished by all securities broker-dealers who wish to terminate their status as a registered broker under the Securities and Exchange Commission. There are two kinds of withdrawal that may be filed by a securities broker-dealer: full withdrawal and partial withdrawal. The partial withdrawal means that a broker’s registration is terminated within certain jurisdictions and self-regulatory organizations but this ultimately does not terminate the registration with SEC and at least one jurisdiction and SRO.
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Piotroski Score
A discrete score between 0-9 which reflects nine criteria used to determine the strength of a firm's financial position. The Piotroski score is ...
Jitney
An illegal scheme where two brokers trade a stock back and forth in order to raise the trading volume and rack up commissions
An ...
Hedge
A strategy used to protect an investment against loss. A hedge often consists of taking an offsetting position in a related security, such as a fut ...
Preference Shares
These are company stocks with dividends that are paid to the shareholders before common stock dividends are paid out. In case the company goes bank ...
Channel Check
Independent stock analysis on a firm based on the information given to third parties. These are most frequently conducted through conversations or ...
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| 11:30 | Sentix Investor Confidence | Dec | |
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| 05:30 | RBA Interest Rate Decision | Dec |
