SEC FORM N-6EI-1
SEC Form N-6EI-1 is also referred to as the Notification of Claim of Exemption Pursuant to Rule 6e-2 or 6e-3(T) Under The Investment Company Act of 1940. This means that SEC Form N-6EI-1 is a filing that must be made by life insurers who have established separate accounts which are exempted from the submission of notification of registration mandated by Section 8(a) of the investment Company Act of 1940 under the Securities and Exchange Commission. The data gathered under SEC Form N-6EI-1 include the life insurance company details, the separate account data like establishing date, specific laws where it was made, the trustees, the directors, the senior officers of each separate account, the name of the investment adviser of the separate accounts, the name of the principal underwriter for the variable life insurance contracts, policies, objectives, techniques, strategies, etc.
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