SERIES 39
Series 39 is an examination under the Financial Industry Regulatory Authority (FINRA) to become principals at brokers or dealers that market in direct participation programs (DPPs) set up usually as limited partnerships (LPs). Series 39 was made to challenge the knowledge of test takers regarding the structure of DPPs, the ways to manage registered representatives of a broker or dealer, and the FINRA and SEC’s fiduciary requirements. The exam is composed of 95 questions with a passing grade of 70%.
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Subprime Meltdown
Situation which affected the mortgage industry in 2007 because of approving individuals with poor credit rating. The housing boom in mid-2000s and ...
False Market
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Worldwide Coverage
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In the Pink
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Featured Investment: Annuity
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| 06:30 | Industrial Production | Jul | |
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| 14:30 | Consumer Price Index | Aug | |
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| 14:30 | Trimmed Core CPI | Aug | |
| 14:30 | Median Core CPI | Aug | |
| 14:30 | Manufacturing Shipments | Jul |
