SERIES 11 LICENSE - ASSISTANT REPRESENTATIVE - ORDER PROCESSING
Series 11 License - Assistant Representative - Order Processing is a security license under the Financial Industry Regulatory Authority (FINRA). It is used by sales assistants who are allowed to receive unsolicited securities orders for clients but is not allowed to receive orders for municipal securities. Assistant Representative - Order Processing (AR) is the name given to FINRA qualification examination for the Series 11. There are no prerequisite for taking the examination.
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Management and Employee Buyout - MEBO
A restructuring initiative that is done to privatize a public traded company, which are public. It involves both managerial and non-managerial empl ...
Back-Of-The-Envelope Calculation
A casual arithmetic calculation, usually executed on a scratch paper like an envelope. This computation utilizes projected and/or rounded amounts t ...
Prior Lien
A lien that is recorded prior to any other claims. Prior liens thus have to be paid before any other claims in the event that the collateral that i ...
Accumulating Shares
Stock given to shareholders of a company commonly added to a dividend. Stockholders don’t need to pay income tax on these shares but they sti ...
Distribution Waterfall
Ranking of distributing a private equity fund. The hierarchy sets the order the funds will be given, which may ensure several types of investors ha ...
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