SERIES 11 LICENSE - ASSISTANT REPRESENTATIVE - ORDER PROCESSING
Series 11 License - Assistant Representative - Order Processing is a security license under the Financial Industry Regulatory Authority (FINRA). It is used by sales assistants who are allowed to receive unsolicited securities orders for clients but is not allowed to receive orders for municipal securities. Assistant Representative - Order Processing (AR) is the name given to FINRA qualification examination for the Series 11. There are no prerequisite for taking the examination.
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Trade or Fade Rule
Options exchange rule introduced to eliminate trade troughs. The rule requires the market maker to match a better deal seen on another market or tr ...
A-B Split
This is a method commonly used to test if the marketing media or methods used are effective. When using A-B Split method in marketing, there will b ...
Cancellation
Notification by a broker advising his or her client that an incorrect exchange deal was conducted and that the activity is being pointed out. For e ...
Kicker Pattern
A two-bar candlestick pattern that signifies change in the direction of the market trend for the price of an asset. The pattern is composed of two ...
UFMI
Up-Front Mortgage Insurance (UFMI) is an insurance premium. It is usually collected at the time of the conception of the loan on Federal Housing Ad ...
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You’re down to the last four steps to buying your dream house. Now, you need to write an offer and the seller has to accept it. Take into acc ...
Buying a Home: Closing the Deal
It’s almost done! With just a few steps away, the house that you have been dreaming of will be yours.
A Primer on Retirement Planning
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