SERIES 11 LICENSE - ASSISTANT REPRESENTATIVE - ORDER PROCESSING

Series 11 License - Assistant Representative - Order Processing is a security license under the Financial Industry Regulatory Authority (FINRA). It is used by sales assistants who are allowed to receive unsolicited securities orders for clients but is not allowed to receive orders for municipal securities. Assistant Representative - Order Processing (AR) is the name given to FINRA qualification examination for the Series 11. There are no prerequisite for taking the examination.