SEC FORM ADV
SEC Form ADV is an application filing under the Securities and Exchange Commission. The purpose of SEC Form ADV is for the registration as an investment adviser or an amendment thereto consisting of two parts. Part one of SEC Form ADV is the part where the applicant supplies personal information about him or her. Part two consists of an outline of the applicant’s line and scope of business along with his or her nature as an adviser and his or her preferred clientele, and finally the fees to be charged. Both state and federal authorities accept SEC Form ADV.
POPULAR TERMS
Brokerage Supervisor
Brokerage company officer responsible for appointing, training, and managing brokers, as well as for selling the products to the brokers. The super ...
Incremental Dividend
Series of regular increases to a company’s dividend. Many huge corporations prefer to include this policy because it demonstrates the firm&rs ...
Balloon Option
An option contract wherein the strike price dramatically increases after the price of the underlying asset reaches a specified threshold. A balloon ...
Activity Center
An amalgam of activity costs related with specific processes and accounted in activity-based costing (ABC) systems. Ever activity center is identif ...
Parity
Parity is defined as:
It is a situation of equality. It may appear in many different context, but it constantly means two t ...
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SEE FOREX TUTORIAL
A Guide to Your Personal Income Tax: Steps to Take before April 15
Taxpayers, remember these two dates when filing your tax return: December 31 and April 15. We have previously discussed what to do before the year ...
Buying a Home: Looking for an Agent
You will need to find an agent if you want to purchase your dream house. These agents are the only ones who have access to lock box codes, which ar ...
An Introduction to Ethical Investing
Ethical investing is, simply put, investing while taking into consideration your personal beliefs or your ethics. Because it is personal, it means ...
A Guide to Your Personal Income Tax: Papers
Documentation is the most significant part of taxation. If you do not properly account your income and expenses, chances are you will likely miss o ...
Digesting Financial Statements: Earnings
For assessing how a company performed in a given period, the relation between income and cash flow statements should be taken into account. Several ...
ECONOMIC CALENDAR
| Time | Country | Indices | Period |
|---|---|---|---|
| 02:00 | MI Inflation Gauge | Nov | |
| 02:30 | Retail Sales | Oct | |
| 02:30 | ANZ Jobs Advertisements | Nov | |
| 02:30 | Building Approvals | Oct | |
| 02:30 | Company Operating Profits | 3 quarter | |
| 02:30 | PMI Manufacturing | Nov | |
| 03:45 | Markit Final Manufacturing PMI | Nov | |
| 07:30 | Commodity Prices | Nov | |
| 09:00 | Nationwide House Price Index | Nov |
