SEC FORM U-9C-3
SEC Form U-9C-3 is a filing accomplished quarterly by a registered holding company following its acquisition of any shares that are from an energy-related company under the Securities and Exchange Commission. The data gathered under SEC Form U-9C-3 include listings of every gas and energy-related companies that are held, voting shares percentage, security detail summaries, financial statements, aggregate investments, and other transactions. SEC Form U-9C-3 is used so that the SEC may be able to monitor all gas and energy-related companies of registered holding companies.
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