SERIES 28
Series 28 is an examination under the Financial Industry Regulatory Authority (FINRA) to become licensed record-keepers or operations principals for broker or dealers or securities custodian that are members of FINRA. Series 28 was made to challenge the knowledge of test takers regarding the processes to record investment transactions, broker or dealer or custodian financial responsibilities, requirements of net capital, and investor rights under the Securities Investor Protection Act of 1970. The exam is composed of 95 questions with a passing grade of 70%.
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SEE FOREX TUTORIAL
Digesting Financial Statements: Working Capital
Analysts and investors look at the working capital and its trends to measure a company’s financial performance. This metric determines a busi ...
Introduction to Ethical Investing
Since time immemorial, investors look after better profits and income paying stocks. While many consider themselves as ethical investors, the commo ...
Digesting Financial Statements: Earnings
For assessing how a company performed in a given period, the relation between income and cash flow statements should be taken into account. Several ...
Digesting Financial Statements: Long-Lasting Liabilities
Long-lived liabilities refer to obligations which are due more than a year. Some examples of long-term debt include convertible bond and capital le ...
Buying a Home: Getting Pre-Approved for a Mortgage
You have determined the amount needed to buy the home of your dreams. Now, figure out the amount a bank can lend you. The rationale behind this is ...
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| 09:00 | Claimant Count Change | Jan |
