SEC FORM 35-APP
SEC Form 35-APP is also referred to as the Statement Concerning a Proposed Transaction. This means that SEC Form 35-APP is a filing that was mandated to be submitted by public utility holding companies who want to do dealings into a transaction without any other form of application prescribed under the Securities and Exchange Commission. The data gathered in SEC Form 35-APP includes detailed information regarding the proposed transaction. This was done as a measure of the SEC in the regulation of public utility holding companies. SEC Form 35-APP is a discontinued filing of the SEC.
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Transaction
1. Deal between a buyer and a seller to exchange a product, service, or financial instrument.
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IRS Publication 596
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Depository Trust Company Tracking - DTCT
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