SEC FORM CA-1
SEC Form CA-1 is a filing used for the registration to be a clearing agency under the Securities and Exchange Commission. SEC Form CA-1 is used alternatively as an application for the exemption from registration as a clearing agency. SEC Form CA-1 is also used for the amendments for a registered firm.
POPULAR TERMS
Strip
1. In bonds, the process of separating coupons from a bond, then selling its different parts as an interest paying coupons and zero-coupon bond. Al ...
Reaction
A reverse movement of the price of a security. Reaction is usually associated with a downward movement in the security’s price after an upwar ...
Barrier Option
A kind of option whose payoff is based on whether or not the involved asset has exceeded or reached a predetermined price. Barrier options can be a ...
HP
A data-smoothing technique that is commonly applied to remove short-term fluctuations that are associated with the business cycle, thereby revealin ...
Director Rotation
The cycle by which board members serve and vacate their positions. A policy regarding director rotation, or rotation of directors, may be included ...
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ECONOMIC CALENDAR
Time | Country | Indices | Period |
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09:00 | Unemployment Rate | 1 quarter | |
12:00 | CBI retail sales volume balance | Apr | |
01:01 | BRC Shop Price Index | Apr | |
04:05 | RBA Assistant Governor Christopher Kent Speaks | ||
08:00 | GfK Consumer Climate | Apr | |
09:00 | CPI | Apr | |
09:00 | GDP | 1 quarter | |
10:00 | Private Sector Credit | Mar | |
10:00 | M3 Money Supply | Mar |